-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QBCH3SBftdNX+xlthkquiCSMCf/dkAYFnycATMA/yWOVUO212qvyoMuRMS2Mh/HO k0VJL5u6Rw+x57QDfip+0Q== 0000950162-97-000088.txt : 19970221 0000950162-97-000088.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950162-97-000088 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP /DE/ CENTRAL INDEX KEY: 0000095301 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 131885030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-09976 FILM NUMBER: 97524002 BUSINESS ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 FORMER COMPANY: FORMER CONFORMED NAME: SUN CHEMICAL CORP DATE OF NAME CHANGE: 19870521 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL PRINTING INK CORP DATE OF NAME CHANGE: 19710510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP MASTER TRUST CENTRAL INDEX KEY: 0001008289 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133130973 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O BANK OF NEW YORK STREET 2: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 MAIL ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Sequa Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 81732 010 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages SCHEDULE 13G - ---------------------------------- ---------------------------------------- CUSIP No. 81732 010 Page 2 of 4 Pages ----------- ------- -------- - ---------------------------------- ---------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sequa Corporation Master Trust TIN 13-3708654 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 544,800 SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 0 REPORTING --------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 544,800 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 544,800 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.3 - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) EP - ------------------------------------------------------------------------------- Page 2 of 4 Pages Page 3 of 4 Pages Item 1(a). Name of Issuer: Sequa Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 200 Park Avenue, New York, New York 10166 Item 2(a). Name of Person Filing: The Sequa Corporation Master Trust (the "Trust") Item 2(b). Address of Principal Business Office, or, if none, Residence: c/o Bank of New York, One Wall Street, New York, New York 10286 Item 2(c). Citizenship: The Trust is governed by the laws of the State of New York to the extent not preempted by the Employee Retirement Income Security Act of 1974, as amended ("ERISA") Item 2(d). Title of Class of Securities: Class A Common Stock, no par value Item 2(e). CUSIP Number: 81732 010 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (f). [X] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F). Item 4. Ownership: If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: See Reponse to Item 9 on Cover Sheet (b) Percent of Class: See response to Item 11 on Cover Sheet (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: See response to Item 5 on Cover Sheet (ii) shared power to vote or to direct the vote: See response to Item 6 on Cover Sheet (iii) sole power to dispose or to direct the disposition of: See response to Item 7 on Cover Sheet (iv) shared power to dispose or to direct the disposition of: See response to Item 8 on Cover Sheet Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Page 4 of 4 Pages Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 1997 Sequa Corporation Master Trust By:/s/ Stuart Z. Krinsly ----------------------------- Name: Stuart Z. Krinsly as Member of the Sequa Corporation Master Trust Investment Committee -----END PRIVACY-ENHANCED MESSAGE-----